无须担心GDPR和MiFID II!NEX推出ISCI短码识别 金融科技公司NEX Group旗下公司NEX Regulatory Reporting(NEX监管报告)于2月13日在其官网上发布声明表示,其成功推出自创的短码识别服务——“行业标准通用识别“(Industry Standard Common Identifier,ISCI),以帮助市场参与者满足MiFID II的要求,同时起到保护个人数据的作用...
This paper reviews the impending regulatory reporting burden, which increases substantially in scope under MiFID II, by looking at how financial institutions will be affected. The paper urges firms to embrace a proactive, comprehensive and integrated response in order to navigate this new un-known ...
金融科技公司NEX Group旗下公司NEX Regulatory Reporting(NEX 监管报告)于2月13日在其官网上发布声明表示,其成功推出自创的短码识别服务——“行业标准通用识别“(Industry Standard Common Identifier,ISCI),以帮助市场参与者满足MiFID II的要求,同时起到保护个人数据的作用。 在MiFID II的要求下,市场参与者有义务在...
Siena provides MiFID II regulatory reporting support for any number of other deals/order types using its customisable templates. Trade Reporting Siena’s real-time deal capture and reporting engine effortlessly satisfy the need to report post-trade pricing and other transparency details into an ...
MiFID II is the Market in Financial Instruments Directive II. Together with the corresponding Regulation, MiFIR, it became effective in the EU and the EEA on 3-…
MiFID II is the Market in Financial Instruments Directive II. Together with the corresponding Regulation, MiFIR, it became effective in the EU and the EEA on 3-…
ArcRegulatory is DFIN’s proprietary, innovative global regulatory platform. It’s a single, cloud-based solution for managing European regulatory requirements — fully supporting PRIIPs and MiFID II reporting for asset managers and insurers.
(c)(ii)Interest rates derivatives: Swaps, forwards, and other interest rates derivativesN/ACSV (1KB)N/AN/AN/AN/A (d)(i)Credit Derivatives: Futures and Options to trading on a trading venueN/AN/AN/AN/AN/AN/A (d)(ii)Credit Derivatives: Other Credit derivativesN/AN/AN/AN/AN/AN/A ...
the mechanism to report executed trades, fulfilling their MiFID II post-trade transparency obligations the ability to publish trades across all asset classes in line with the regulatory reporting timeframes, applying relevant deferrals capability to provide the market with a clear and concise tape of ...
MiFID II standardizes oversight of the financial industry among member nations and greatly broadens the scope of the EU's regulation of securities markets. In particular, it imposes more reporting requirements and tests to increase transparency and reduce the use ofdark pools, private financial exchan...